Principal firm details

Principal firm full legal name*

Principal firm’s FCA Firm Reference Number*

Appointed representative firm details

Appointed representative firm full legal name*

Please confirm the type of advice*

Independent

Restricted

Appointed Representative FCA Firm Reference Number*

Name of principal in firm*

Country of regulation*

Companies House Register Number (If applicable)*

Registered address*

Address line 1*

Address line 2

Town / City*

Post code*

Phone number*

Website*

Is the firm part of a Group?*

Yes

Name of Parent Company or Holding Company*

No

How many controlling shareholders, including beneficial owners and persons of significant control, does your company have? *

Shareholder(s) details

Bank details

Please provide us with the firm’s bank account details for remuneration payments relating to Wrap business completed by the adviser. *

Bank name*

Sort code*

Account name*

Account number*

This person can set up and edit new users on Wrap, unlock other user accounts, set or restrict access and receive any notification of change or updates from Wrap. This is often an office manager or similar role but can be an adviser and can be you.

Title*

First name*

Last name*

Date of birth*

Telephone number*

Email address*

Is this person an adviser at the firm?*

Yes No

Adviser details

This is an adviser (it may be you) that you are setting up to do business on Wrap.

Adviser 1

Title*

First name*

Last name*

Date of birth*

Telephone number*

Email address*

Agency code (x/xxxx or xx/xxxx)*

As our SIPP and Bond products on Wrap are provided by Standard Life, we need a registered code to provide full administration and ensure adviser charging is paid correctly when taken from the product.

The agency code is mandatory so that we can proceed with your application.

If you do not have an agency code please contact Origo Agency Services.

Anti Money Laundering

abrdn operates a reliance model to comply with AML regulation. Please confirm that you complete the following:

Your firm has an Anti Money Laundering (AML), Counter Terrorism Finance (CTF) and Sanctions policies and procedures which are documented, regularly reviewed (at least annually), approved and implemented *

Yes

No

All of your employees are trained on all AML, CTF and Sanctions policies and procedures*

Yes

No

You verify the identity of all customers prior to adding them to the Platforms (i.e. money is not placed on the Platform before you know who the customer/client is) and as part of verification you capture:

ID details*

Yes

No

Nationality*

Yes

No

Employment detail*

Yes

No

Understanding of why customer wants to invest*

Yes

No

Source of Funds (SOF)*

Yes

No

Source of Wealth (SOW)*

Yes

No

Platform Adviser Terms of Business

Please read the Platform Adviser Terms of Business and accept the declaration below.

Full Platform Adviser Terms of Business. Please read these

It's mandatory that the individual completing the registration opens the PDF.

Read our Privacy Notice to understand how we collect and use personal information.

Acceptance

The Platform Adviser Terms of Business (‘the Terms’) describe the basis on which the adviser firm will conduct business with the provider of the wrap platform, Standard Life Savings Limited (‘we’ or ‘us’), through the wrap platform. The Terms also set out the responsibilities of individual users (as defined in the Terms) nominated by the adviser firm to have access to the wrap platform.
By completing the section below, you confirm that (i) you are authorised to accept the Terms on behalf of the adviser firm; (ii) the details in the section below are correct and complete; and (iii) the adviser firm is authorised and regulated by the FCA.
Individual users are required to confirm their acceptance of the Terms when first entering the wrap Platform and at least annually. You are responsible for individual users’ compliance with the Terms.
The Terms and the details provided in the section below are legally binding on the adviser firm, us and individual users. We will notify the adviser firm of any material changes to the Terms. The latest copy of the Terms can be found on the wrap platform.

Authorised individual

Please fill in the details of the individual authorised to accept the Platform Adviser Terms of Business on behalf of the adviser firm.

Full name of nominated signatory*

Position in firm*

Your email address*

Please follow these steps and complete the rest of the form:

Are you registering to take over the servicing of any existing Wrap clients? E.g. clients moving from another firm.

Firm details

Principal firm details

Appointed representative firm details

Shareholder(s) details

Shareholder 1

Shareholder 2

Shareholder 3

Shareholder 4

Shareholder 5

Shareholder 6

Bank details

Admin user details

Adviser details

Adviser 1

Adviser 2

Adviser 3

Adviser 4

Adviser 5

Adviser 6

Declarations

Anti Money Laundering

Platform Adviser Terms of Business

Acceptance

Authorised individual

Do you accept the Platform Adviser Terms of Business?*