Principal firm details

Principal firm full legal name*

Principal firm’s FCA Firm Reference Number*

Appointed representative firm details

Appointed representative firm full legal name*

Please confirm the type of advice*

Independent

Restricted

Appointed Representative FCA Firm Reference Number*

Name of principal in firm*

Country of regulation*

Companies House Register Number (If applicable)*

Registered address*

Address line 1*

Address line 2

Town / City*

Post code*

Phone number*

Website*

Is the firm part of a Group?*

Yes

Name of Parent Company or Holding Company*

No

How many controlling shareholders, including beneficial owners and persons of significant control, does your company have? *

Shareholder(s) details

Bank details

Please provide us with the firm bank account details for paying remuneration payments relating to Elevate business completed by the adviser.*

Bank name*

Sort code*

Account name*

Account number*

This person can set up and edit new users on the platform, unlock other user accounts, set or restrict access and receive any notification of change or updates from Elevate. This is often an office manager or similar role but can be an adviser and can be you.

Title*

First name*

Last name*

Date of birth*

Telephone number*

Email address*

Is this person an adviser at the firm?*

Yes No

Adviser details

This is an adviser (that may be you) that you are setting up to do business on Elevate.
The Admin User can add more adviser and non-adviser users later.

Title*

First name*

Last name*

Date of birth*

Telephone number*

Email address*

Anti Money Laundering

abrdn operates a reliance model to comply with AML regulation. Please confirm that you complete the following:

Your firm has an Anti Money Laundering (AML), Counter Terrorism Finance (CTF) and Sanctions policies and procedures which are documented, regularly reviewed (at least annually), approved and implemented*

Yes No

All of your employees are trained on all AML, CTF and Sanctions policies and procedures*

Yes No

You verify the identity of all customers prior to adding them to the Platforms (i.e. money is not placed on the Platform before you know who the customer/client is) and as part of verification you capture:

ID details*

Yes No

Nationality*

Yes No

Employment detail*

Yes No

Understanding of why customer wants to invest*

Yes No

Source of Funds (SOF)*

Yes No

Source of Wealth (SOW)*

Yes No

Elevate Adviser Terms of Business

Please read the Elevate Adviser Terms of Business and accept the declaration below.

Full Elevate Adviser Terms of Business. Please read these

It's mandatory that the individual completing the registration opens the PDF.

Read our Privacy Notice to understand how we collect and use personal information.

Acceptance and declaration

These terms describe the basis on which the adviser firm will conduct business with Elevate Portfolio Services Limited (the provider of Elevate) through the Elevate Platform, and vice versa. The terms also set out the responsibilities of users nominated by the adviser firm to have access to the Elevate Platform.
As the nominated signatory, you are accepting these terms and confirming the details submitted in this registration form (the Configuration Specification) on behalf of the adviser firm, before requesting Elevate Platform access for your firm’s users. Users are required to confirm their acceptance of these terms when first entering the Elevate Platform, from time to time as additional enhancements are made and at least annually. Users will need to confirm that they will abide by the Elevate Adviser Terms of Business for their Elevate access rights to be activated.
These terms and the details provided in this registration form (the Configuration Specification) are legally binding on both parties. We will notify you if any information in these documents changes. Users can access the latest copy of the Elevate Adviser Terms of Business through the Elevate Platform.

Authorised individual

Please fill in the details of the individual authorised to accept these Elevate Adviser Terms of Business on behalf of the adviser firm, which is authorised and regulated by the FCA.

Full name of nominated signatory*

Position in firm*

Your email address*

Are you registering to take over the servicing of any existing Elevate clients? E.g. clients moving from another firm.*

Firm details

Principal firm details

Appointed representative firm details

Registered address*

Shareholder(s) details

Shareholder 1

Shareholder 2

Shareholder 3

Shareholder 4

Shareholder 5

Shareholder 6

Bank details

Admin user details

Adviser details

Declarations

Anti Money Laundering

Elevate Adviser Terms of Business

Acceptance and declaration

Authorised individual

Do you accept these terms?*